Hogwarts School of Witchcraft and Wizardry in the Contex
Shaun Hately
drednort at alphalink.com.au
Sun Jul 11 10:23:12 UTC 2004
No: HPFGUIDX 105610
The following is a 'near-complete draft' of an essay I've
been working on for some time. Comments are appreciated,
critcisms are welcome, any additions think should be made
are of definite interest.
**********
Hogwarts School of Witchcraft and Wizardry in the
Context of the British Public Schools
by Shaun Hately
(drednort at alphalink.com.au)
July 2004
Introduction
"My name was down for Eton, you know. I can't tell you how
glad I am I came here instead."
- Justin Finch-Fletchley
The purpose of this essay is to examine Hogwarts School of
Witchcraft and Wizardry, as presented to us in the writings
of J.K. Rowling, within the context and traditions of the
British 'Public Schools.'
It may well be asked what purpose is served by such an
essay, and this must therefore be the first question
addressed.
Briefly, let me first of all outline what is meant by a
'Public School' in this context, because the term has
greatly different meanings in different parts of the English
speaking world, most notably between the United Kingdom and
the United States.
In the United Kingdom, the term 'Public School' is applied
to schools that are independently financed - that is, their
primary source of funding is private in nature, rather than
from the government (Sampson, 1962, p.179). These are
independent schools, largely funded by tuition fees levied
on the parents of the students who attend the school. To
people outside Britain, and particularly in the United
States, the term may seem counterintuitive in many ways, but
the term has a great deal of history and tradition behind
it. Explaining these reasons goes beyond the scope of this
introduction. It is simply necessary that those reading it
understand the way the term 'Public School' is used.
It seems obvious to many people who are familiar with both
the Harry Potter books and the institutional qualities of
British Public Schools that J.K. Rowling has, to a greater
or less extent, chosen to use the British Public School
model in considering how she presents Hogwarts to her
readership. It must be stated immediately that Hogwarts is
not a perfect exemplar of the Public School tradition -
while there is a substantial influence, it cannot be assumed
that Hogwarts always follows Public School traditions. It is
a unique school in many ways, but there are enough
influences from the tradition that an awareness of the
traditions of such schools may serve to enhance the
understanding and appreciation of the school for some
readers.
The incredible international success of the Harry Potter
phenomenon means that a significant proportion of the
readers of these books are unlikely to have any real
understanding of the influence of Public School traditions
on Hogwarts School of Witchcraft and Wizardry. In fact, the
proportion of readers with a real understanding of such
schools is probably quite small. The wide appeal of the
Harry Potter books indicates that this lack of understanding
is hardly fatal to the enjoyment of the books, but this
doesn't mean that even a limited understanding could not
increase people's enjoyment and understanding of the series.
Hence this essay.
It is probably useful for me to outline my 'qualifications'
to write this essay. Why do I feel that I can give people an
increased insight into Hogwarts as a British Public School?
Please understand that I do not claim to be an expert on
such matters. My interest in this area is purely amateur.
There are many, many people better qualified to write such
an essay than myself, and I would be quite please to see
others do so. However while I am not an expert, I am
probably better informed about such schools than the average
reader of the Harry Potter novels. I have had a keen
interest in such schools for nearly twenty years, and had
the immense good fortune to be educated at a school that was
founded on the British Public School traditions. This was
one of a number of Australian schools set up in the late
19th Century, as copies of the British Public Schools. My
experience may not have been entirely pure, but it was, at
least, a fairly reasonably facsimile. And so I do understand
the traditions and the history far better than most people
do.
Also, as a child, I read a significant number of the 'school
stories' set in such schools that were published in the
United Kingdom in the late 19th and early to mid 20th
centuries. This is an absolutely huge literary genre
consisting of hundreds, if not thousands, of novels that
draw on the British Public School tradition. While the
original traditions and practices themselves are of
interest, and are the topic of this essay, the existence of
this extremely large body of literature (Auchmuty & Wotton,
2000) meant that an understanding of such schools (or at
least various literary interpretations of them) was passed
on to a far larger group of British (and Empire and
Commonwealth) children than the relatively small number who
actually attended such schools. Given J.K. Rowling's own
educational experiences (Smith, 2001), it seems likely that
most of her understanding of such traditions came through
the filters of this body of children's literature.
Since I first became involved in the Harry Potter fan
community, I have noticed on numerous occasions that a
significant number of readers - most often, though not
always Americans - have a very limited understanding of the
traditions that Hogwarts seems to be built on. This is
certainly not surprising - it is very unusual for a book
based on such traditions to enjoy such widespread success.
In actual fact, I am often surprised that a book based on
such traditions has been so successful, even among people
who have no idea of these traditions. It is perhaps a
reflection of the strength of other areas of J.K. Rowling's
writing and influence that the books have been so successful
despite their somewhat inaccessible setting.
The level of understanding (or lack thereof) shown varies
widely. But, on occasion, I have encountered fans who
believe that concepts like prefects and houses as shown in
the Harry Potter novels are literary inventions of J.K.
Rowling, rather than common historical features of the
British Public Schools (which have, in many cases, filtered
into other schools as well).
Because of this, in writing this essay, I have chosen to
examine several of the concepts and traditions of the
British Public Schools that are seen in the Harry Potter
novels, either in a 'pure form' or in one that has been
shaped by Hogwarts in particular. I hope that some fans will
find this interesting. It is my hope that reading this essay
will give those readers unfamiliar with the traditions and
practices inherent in such schools, a greater understanding
that will aid them in understanding Hogwarts.
Before continuing, I would like to make the following
points.
No two Public Schools are completely identical. All have
their own unique traditions and practices. In writing this
essay, I will be focusing on points of commonality between
such schools. It should not be assumed however that such
points apply equally to all schools. This essay is based on
generalizations. Specifics can differ widely. When
considering Hogwarts in the context of such schools, this
also applies there as well.
It should also be realised that a great deal of the material
in this essay is historical in nature. While these schools
often tend to put great influence on maintaining their
traditions, they have changed over time. Many practices
described in this essay are historical, and should not be
assumed to accurately represent such schools in the modern
day. By the same token, however, the maintenance of
traditions means that some practices that seem extremely old
fashioned to our modern eyes may still be going on in some
schools.
Historically speaking, most schools were boys' schools.
Girls' schools were rarer, and coeducation very unusual. For
this reason, most historical studies have focused on boys
schools, and in many ways, the traditions Hogwarts draws on
are those most commonly seen in boys school. Because of the
historical reality, many statements and quotations in this
essay may refer to boys, rather than the coeducational
reality we see at Hogwarts. No implication should read into
this, beyond that of historical accuracy.
Historical Context
"You all know, of course, that Hogwarts was founded over a
thousand years ago - the precise date is uncertain - by the
four greatest witches and wizards of the age."
- Professor Binns
A thousand year history certainly makes Hogwarts a very old
school, but several of Britain's Public Schools have a
history of at least similar length. The King's School of
Canterbury claims, with some justification a foundation date
of AD597 (Gathorne-Hardy, 1977, p.22). From around the time
Hogwarts was established, the Wizarding World was gradually
withdrawing from contact with the Muggle World culminating
in the International Statute of Wizarding Secrecy of 1692
(Rowling, 2001, p.16). It seems likely therefore that
Hogwarts had little direct connection to Muggle schools at
any stage of its development. However we also know that from
a very early stage in its development, Hogwarts took in some
students with Muggle parentage (Rowling, 1998, p.114).
Historically the older public schools all developed
relatively independently of each other. There was some cross
pollination of ideas, but it was generally relatively
informal. Hogwarts is not unique in developing independently
- in this, it fits neatly into the public school pattern.
The question that is raised by acknowledging this is why, if
Hogwarts seems to have develop largely independently of
other schools, I am making an attempt in this essay to fit
Hogwarts into the context of public schools. The reason for
doing so is simple. The influence of the public schools on
Hogwarts is obvious and self evident. The existence of the
prefect system and the house system both of which developed
in the public schools indicates that Hogwarts must have
either been influenced by these schools or must have
influenced them. From a literary standpoint, it is
reasonable to suppose that the reason Hogwarts seems like a
traditional public school in many ways is because J.K.
Rowling used the tradition of school stories in literature
to design her school. But such meta-analysis is somehow
unsatisfying to many readers. People want literature to
appear real in the sense that it should be internally
consistent. We are shown a school of magic with obvious
influences from our own Muggle world. Some of us naturally
wish to find explanations for those influences.
In essence, as Hogwarts is shown as a school with public
school traditions and a school with a history longer than
many of the most famous public schools and rivaling the most
enduring of such schools, it is a reasonable assumption to
assume that Hogwarts was part of the overall evolutionary
process of such schools. It was undoubtedly an unusual
school from the time of its establishment, but it was close
enough to the evolutionary process to show signs of having
been influenced by it. The most obvious source for this
influence is through the presence of children with Muggle
parentage at the school from its inception. Perhaps if
Salazar Slytherin had been allowed to have his way, Hogwarts
would be even more unique than it is (Rowling, 2003, p.185).
It is now time to move onto discussing particular aspects of
Hogwarts, and how these aspects have appeared and evolved
within the public schools.
Prefects
"Erm - Harry - could I borrow Hedwig so I can tell Mum and
Dad? They'll be really pleased - I mean prefect is something
they can understand."
- Hermione Granger
The existence of prefects at Hogwarts is one of the clearest
signs of its influence from the public schools. Prefects are
no longer merely a public school phenomena - they have
spread into many other schools, but they were a creation -
or perhaps it is better to say they were an evolutionary
product - of the public schools.
Like many aspects of these schools, precisely dating the
origin of prefects and prefect systems is difficult.
Evidence of the existence of senior boys within the schools
with formalized special powers - referred to by various
terms including prefect, praepostor, and monitor - can be
seen as far back as 1560 at Westminster (Gathorne-Hardy,
1977, p.61). By 1668 at Winchester, the system was showing
signs of real formality and tradition (Falkus, 1971, p.59).
Prefect systems - giving senior pupils powers of discipline
and control over their fellows - was partly a response to
the very small numbers of masters (teachers) relative to
pupil numbers in the schools of those times. Some schools
had hundreds of pupils and only a handful of masters to
control them. Placing routine discipline in the hands of
trustworthy boys relieved the pressure on the masters. It
was also considered to have the positive side-effect of
reducing the prevalence of bullying, by giving older boys
legitimate authority, although some have claimed that, in
effect in some schools at least, this served to simply
legitimize bullying.
By the late 18th and early 19th century, prefect systems,
whether for good or ill, existed in most of the established
public schools (Gathorne-Hardy, 1977, p.61). The modern
system however is often considered to be the invention of
Thomas Arnold, Headmaster of Rugby from 1828-1842. Indeed,
Arnold is often credited as the motive force behind the
entire 'modern' public school system (Hardy, 1911, p.19). To
an extent, this is unwarranted - Arnold was one of many
innovators both at that time, and at other points in
history. His influence was significant but it can be, and
often is, overstated. He is symbolic of an entire 19th
century movement of educational reform. He did reform the
prefect system that existed at Rugby, and that did influence
systems elsewhere - but the changes he made should be seen
in the context of a constantly evolving system.
Hogwarts prefect system is a relatively typical system in
most regards. It is slightly unusual in that it draws
prefects from the fifth year onwards - in many public
schools prefects are drawn only from the eldest pupils, but
there are exceptions (Bamford, 1967, p. 65-66). Prefects are
typically selected (sometimes elected) for their powers of
leadership, or because they are seen as exemplars of the
qualities valued by the school, or by their own house
(Lambert, 1968, p.153). They are expected to enforce the
rules of the school, and are given disciplinary powers
(Walford, 1986, p50-51) - in the case of Hogwarts, the power
to take House points from their fellow students.
Historically in many public schools, prefects had a great
deal more disciplinary power - as late as 1966, 62% of
public schools surveyed allowed at least some of their
prefects to administer corporal punishment (Kalton, 1966).
We also know that, at Hogwarts (at least according to some
teachers) it is important that the prefect is good behaviour
(Rowling, 2003, p.155).
In simple terms, though, the system seen at Hogwarts - with
prefects chosen from among the senior students in each
house, and given both disciplinary power, authority, and
privileges because of their position is relatively typical.
As is the existence of the even more exalted office of Head
Boy and Head Girl.
Head Boy and Head Girl
"Now, yer mum an' dad were as good a witch an' wizard as I
ever knew. Head Boy an' Girl at Hogwarts in their day!"
- Rubeus Hagrid
Historically this office has often been referred to as the
captain of the school or the school captain. As most public
schools were single sex establishments, there was no need
for titles that included a gender distinction, nor was there
much pressure to have two such offices. In most schools such
power was vested in one pupil (Lambert, 1968, p. 155). The
terms Head Boy and Head Girl however are not uncommon at
coeducational establishments, and are not unheard of in
single sex schools.
We have, so far, been given only a limited insight into the
offices of Head Boy and Head Girl at Hogwarts. We know that
it does not appear to be necessary for a person to have been
a prefect to become head boy or head girl, as James Potter
was Head Boy without having been a prefect (Rowling, 1997,
p.45; Rowling, 2003, p.155). We know that, along with the
prefects, they are given responsibility for the safety of
their fellow pupils (Rowling, 1999, p.72), and that the
Headmaster has little hesitation in leaving them in charge
during an emergency (Rowling, 1999, p.122).
The offices seems to be associated with a considerable level
of magic power and academic achievement - at least relative
to the age of the pupils. Of the five students identified in
the books as having held these offices, two - James Potter
and Lily Potter nee Evans - are described by Rubeus Hagrid
as among the best wizards he ever knew (Rowling, 1997,
p.45); Bill Weasley holds a responsible position as a curse
breaker at Gringotts (Rowling, 1999, p.12) and is successful
enough that he can apparently ignore the conventions of
normal wizarding dress (Rowling, 2000, p.59). Percy Weasley
moves directly from school into what appears to be a fairly
senior entry level position at the Ministry of Magic
(Rowling, 2000, p.53) and, like his eldest brother Bill,
does unusually well in his exams (Rowling, 1998, p.40). Tom
Riddle, of course, went onto become Lord Voldemort (Rowling,
1998, p.231).
So it seems that at Hogwarts, the qualities wanted most for
these offices is a reasonable level of power and academic
achievement, coupled with the fact that they must be someone
the Headmaster is willing to entrust with the safety of
their fellow students.
Historically, it is probably this last factor - that of
trust - that is most relevant in the public schools
appointments of their school captains. These students,
whatever their title, are expected to be trustworthy enough
to act for the benefit of their fellow students. Their level
of power and responsibility has often been far more than
many people would expect to be entrusted to a mere student
(Lambert, 1968, p.154).
The influence of the senior pupils - in particular those at
the level of prefects and Head Boys and Head Girls - is
often given prominence as one of the most distinct features
of the British public school. Some have even given it credit
as one of the defining characteristics of the success of the
British Empire in the later half of the 19th Century and the
first half of the twentieth (Wilkinson, 1964). We have some
indication that similar viewpoints may prevail in the
Wizarding World from the existence of the book Prefects Who
Gained Power last seen in the possession of Percy Weasley
(Rowling, 1998, p.48).
Houses
"The Sorting is a very important ceremony because, while you
are here, your house will be something like your family
within Hogwarts. You will have classes with the rest of your
house, sleep in your house dormitory and spend free time in
your house common room."
- Professor Minerva McGonagall
Like the existence of prefects, Hogwart's house system is a
clear indication of its influence from the British public
schools. Like prefects, the house system was an evolutionary
product of the public schools, and like prefects, it is
something that spread into many other schools from the
public schools.
The similarity between the concept seen at Hogwarts and that
of public schools in general can perhaps best be illustrated
by comparing the following quote to that of Professor
McGonagall, given above.
"To many children in boarding schools the house is the focus
of their lives, the small primary unit on which their
immediate loyalties, hatreds, activities, and friendships
are based." (Lambert, 1968, p.132).
Houses evolved in public schools primarily to deal with the
problem of how to deal with large numbers of students. The
early schools were often small enough that the Headmaster
himself could be directly responsible for all of his pupils.
As numbers increased, this became more and more impractical,
and students began to be split into houses. The name came
from the fact that to begin with, these were often houses in
the town nearest the school (Gathorne-Hardy, 1977, p.107)
but as time went on, it became more and more common for the
house to be located in the school, or even to become an
administrative unit without a particular physical presence
(Walford, 1986, p.116).
Hogwarts seems to have a fairly classic house system - the
type that was common at public schools in the 19th century,
although we have some indications that it may be of far
greater antiquity (Rowling, 2003, p.184-187). Pupils are
taught to regard the house as something close to a family,
they live within their house, and they work within their
house. Their successes or their failures reflect upon their
house. Sporting competitions are organized along house
lines. There are set locations within the school that are
the provinces of the various houses.
As is the case at Hogwarts, houses in public schools are
often (though not always) named after prominent figures of
history, either national history, or the history of the
particular school (Gathorne-Hardy, 1977, p.249).
The personality and beliefs of the Housemaster (or
Housemistress) have often been very important in setting the
tone and practices of a particular house (Lambert, 1968,
p.161). At Hogwarts, while this seems to be the case to some
extent, the greater influence seems to be the continuing
influence of the four founders. Each house is unique, with
unique characteristics that it looks for in its members.
Within the public schools, this is often not the case. Some
schools assign membership to houses more or less randomly.
But in others, the housemaster traditionally has had the
power of selecting their own students and this has tended to
give some houses at some schools, particularly unique
flavours just as is seen at Hogwarts (McConnell, 1967,
p.186).
So in this regard - having houses that have such a unique
flavour with apparently such a long history behind it,
Hogwarts does differ from the traditional public school
model. But in general terms, the model does apply.
Teachers
"Professor Severus Snape, master of this school, commands
you to yield the information you conceal!"
- Professor Severus Snape
By longstanding tradition, teachers in public schools are
generally referred to as school masters or school
mistresses, rather than mere teachers (Walford, 1984,
p.115). While at Hogwarts, the more generic term seems to be
in common use, the term master still appears to be used
occasionally as seen in the above quote, and it survives as
part of the terms Headmaster, Headmistress, and similar
terms.
The appointment of teachers at Hogwarts seems to be
virtually entirely in the hands of the Headmaster - at least
under normal circumstances in the absence of unusual
Educational Decrees (Rowling, J.K. 2003, p.275).
Historically this matches the practice of the public schools
where appointments were generally largely in the hands of
the Headmaster of the day (Gathorne-Hardy, 1977, p.190).
It is worth considering here, how Headmasters tended to make
their decisions as to the appointment of staff members. Many
readers might think it is obvious that certain Hogwarts
teachers have had no formalized training as teachers.
Historically speaking, this was quite common for public
school teachers. Public school masters were regarded as
professionals with knowledge based on a theoretical and
esoteric knowledge within specific subject areas. Most
public school teachers had no formalized teaching
qualifications, instead relying on higher degrees
(stereotypically a Master of Arts degree from Oxford or
Cambridge) to prove they understood their subject (Walford,
1984, p.116). Large numbers of public school masters were
themselves the product of public schools (Bamford, 1967,
p.121) - something that seems likely to be the case for
Hogwarts, if for no other reason, than there does not appear
to be any other opportunities for people to acquire the
education they need to become qualified in their specialist
subjects.
Specific skills as a teacher, rather than mere knowledge of
the subject being taught, were regarded as non-essential,
though valuable if they were present. It was, more or less,
assumed that pupils would learn if the teacher knew his
subject.
Headmasters
"Albus Dumbledore is the greatest headmaster Hogwarts has
ever had."
- Dobby
Historically, the Headmaster was the ruler of the public
school - often very close to an absolute ruler. Some
Headmasters were benevolent, some were tyrants. Many were
both. Many have become legendary figures - Thomas Arnold of
Rugby has already been mentioned, but others of note
included Keate of Eton, Busby of Westminster, Butler of
Shrewsbury, and Wharton of Winchester.
These were prominent men, often greatly respected - and
Dumbledore seems to inspire similar respect in the Wizarding
World.
The Headmaster of a public school was the fountain of all
authority and power. The teachers took their power from him,
and were responsible to him. The prefects derived their
powers from his appointment. He had the final say on all
disciplinary matters, and on all the routine day to day
decisions of the school (Bamford, 1967, p.152)
Albus Dumbledore, as presented in the Harry Potter books
seems to fit neatly into the mould of the great benevolent
public school Headmaster. The one major difference is that,
unlike many of the historically great Headmasters, he does
not seem to be a clergyman (Honey, 1977, p.5) - formalized
religion is not addressed in the Harry Potter books.
Governors
"Dreadful thing, Dumbledore, but the governors feel it's
time for you to step aside."
- Lucius Malfoy
While the Headmaster often had virtually limitless authority
over the day to day running of their school, most schools
had a group of trustees or governors with ultimate control
to appoint, suspend, and remove a Headmaster. In the case of
most well known schools, these tended to be prominent men -
peers, bishops, and senior military officers were quite
common (Bamford, 1967, p.130).
Lucius Malfoy's presence as a governor of Hogwarts fits
neatly into this model, as does his description of the
powers of the governors (Rowling, 1998, p.194).
Uniform
"Weasley, straighten your hat. Miss Patil, take that
ridiculous thing out of your hair."
- Professor Minerva McGonagall
In common with most public schools, Hogwarts has a set
uniform (Rowling, 1997, p.52). The arrival of a list with
the clothing items required for school is a common
recollection of public school students (Brooke-Taylor, 1977,
p.166). Uniforms are a fairly recent development in the life
of public schools, first appearing during the 19th Century
(Gathorne-Hardy, 1977, p.113). Early uniforms were fairly
basic - over time they became ever more standardized.
Uniforms served multiple purposes. They encouraged
conformity but they also helped students to feel part of
their school community. For students away from home in a new
environment, this could sometimes be very helpful.
Punishment
"I've got the form, Headmistress, I've got the form and I've
got the whips waiting... oh, let me do it now..."
- Argus Filch
A classic feature of the British public school, especially
in literature based upon it, is the presence of the
disciplinary system, and no discussion of the cultural
contexts and traditions of the British public school can
ignore this. By tradition, the most prevalent form of
punishment in the public schools was always corporal
punishment - the deliberate infliction of pain as a form of
punishment.
At Hogwarts, such methods seem to have fallen into disuse.
The old punishments have fallen into disuse to the
disappointment of Argus Filch (Rowling, 1997, p.181). It is
difficult to date when these forms of punishment stopped
being used, our only possible indication is a reference to
Mr Weasley still carrying marks on his body (Rowling, 2000,
p.535) which suggests that this change is relatively modern.
The existence of milder forms of corporal punishment still
figure in Harry's thoughts - he is worried he is going to be
caned by Professor McGonagall after he is caught riding a
broom when he was told not to (Rowling, 1997, p.112) - even
if they are not actually in current use at Hogwarts.
While such punishments may no longer be in use at Hogwarts,
because they may seem so extreme to many modern eyes - it is
worth putting these punishments into the context of what was
actually used in real public schools. Hogwarts is not being
presented as historically speaking, an unusually savage or
brutal school. Very severe punishment regimes were quite
common in historical public schools. Whole books have been
written on this subject - a few examples should suffice.
Most famously, Moss of Shrewsbury once reportedly inflicted
88 strokes of a birch rod on one of his pupils (Bamford,
1967, p.66). Keate of Eton is known to have flogged 100 boys
in one sitting (Gathorne-Hardy, 1977, p.41). Severe
punishment lasted until quite recently in some schools. Boys
were still being birched at Eton - held down across a block
and struck across their bare buttocks - at least as late as
the 1960s (McConnell, 1967, p.61).
In simple terms, what is described as having happened at
Hogwarts historically seems no worse than that which
happened at many other schools.
In essence, Hogwarts, though both a unique school and a
unique literary creation, has obvious influences from real
school traditions, and real traditions in school based
literature. This essay only scratches the surface, but I
hope it has been useful to some people in helping them to
better understand how Hogwarts School of Witchcraft and
Wizardry does draw on very real traditions, and a very real
culture.
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**********
Yours Without Wax, Dreadnought
Shaun Hately | www.alphalink.com.au/~drednort/thelab.html
(ISTJ) | drednort at alphalink.com.au | ICQ: 6898200
"You know the very powerful and the very stupid have one
thing in common. They don't alter their views to fit the
facts. They alter the facts to fit the views. Which can be
uncomfortable if you happen to be one of the facts that
need altering." The Doctor - Doctor Who: The Face of Evil
Where am I: Frankston, Victoria, Australia
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